Jean-Claude Bintener
Beaufort
Summary
Dedicated Investment Fund professional with a history of meeting company goals utilizing consistent and organized practices. Skilled in working under pressure and adapting to new situations and challenges to best enhance the organizational brand.
Overview
21
21
years of professional experience
Work History
Group Manager
BNP Paribas (Luxembourg) SA
11.2015
- FA CIC – Contractual Investment Compliance - Group Manager
- Fund Domiciliation Services - Group Manager
- Management of a team of 7 Investment Compliance analysts and 9 Fund Domiciliation Officers – organizing the structure of both teams and define the roles and responsibilities in collaboration with the respective team managers
- Maintenance of dashboards / KPI to evaluate CIC and Fund Domiciliation activity and to facilitate budget planning
- Provide regular feedback to direct Management, ensuring that quality issues are communicated to all stakeholders
- Review of client onboarding process / Participation in Client Acceptance Committee meetings
- Ensuring the application of best practices throughout the departments, keeping an open-channel approach on any potential issues and provide regular feedback to the Executive Committee on the evolution of the service
- Working in close collaboration with Client Development teams in order to anticipate potential pain points, proactively reviewing and discussing client needs in terms of service development
- Ensuring that 1st and 2nd level of controls are carried out as planned, review these controls with Operational Risk Controllers to anticipate any potential issues
- Escalation point in terms of client queries
- Ensuring that all official documentation regarding the activity is up to date and that the service is carried out in respect of the service levels described in these documents
- Supervision and review of activities delegated to BNP Paribas Poland
Contractual Investment Compliance Manager
Brown Brothers Harriman (Luxembourg) SA
11.2014 - 10.2015
- Management of a team of 15 Investment Compliance analysts
- IC contact point in terms of outsources activities to India (review of operational setups, KPI’s,, on-site training in India)
- Client support – ensuring that client requests in terms of pre-trade eligibility analysis was done according to agreed-upon deadlines
Investment Compliance Manager
BNP Paribas Securities Services (Luxembourg) S.A
01.2014 - 10.2014
- Management of a team of 6 Investment Compliance analysts
- Maintenance of dashboards / KPI to evaluate FA CIC activity and to facilitate budget planning
- Review of client onboarding process / Participation in Client Acceptance Committee meetings
- Escalation point in terms of client queries
- Supervision and review of activities delegated to B22S Poland
Investment Compliance
BNP Paribas Investment Partners
03.2008 - 12.2013
- Responsible for the correct implementation of two different investment compliance tools:
- MIG-21, from March 2008 until October 2008
- Sentinel, starting beginning of 2009, following the acquisition of Fortis Bank Luxembourg by BNP Paribas Luxembourg
- This project included the complete recoding of all investment restrictions related to Fortis Investment funds (400+ subfunds), set up of a “fund transfer” program allowing BNP Investment Partners to gradually take over control of all Fortis Investment funds.
- Monitoring of investment restrictions, based on current legislation, sales prospectus requirements as well as internal guidelines, ensuring that updates on any of these issues are correctly understood and implemented by other members of the Investment Compliance team
- Providing advice and support on compliance related matters to other departments and Fund Managers
- Participation in the setup process of fund documentation (Sales Prospectus, KID)
- Setup of a training sessions for other team members with regards to coding duties in Sentinel
- Responsible for all reporting duties relating to outside parties such as local regulators and external auditors as well as to local Management
Investment Compliance
Credit Suisse Asset Management (Luxembourg) S.A.
12.1999 - 02.2008
- Participated in the creation and the set-up of a dedicated Investment Compliance team which sole focus would lie on the implementation and supervision of all applicable rules with regards to legal as well as sales prospectus regulations
- Implementation of Compliance Monitoring Tool (MIG-21)
- Monitoring duties for all of our funds, including third party funds with regards to both legal as well as in-house regulations and requirements
Fund Administration
Credit Suisse Asset Management (Luxembourg) S.A.
04.1998 - 11.1999
- Fund administration duties, including processing of trade orders and cash management, handling of corporate actions, cash/stock reconciliation
Back Office – Securities and Corporate Actions Handling
Dai-Ichi Kangyo Bank (Luxembourg) S.A.
10.1994 - 03.1998
- Responsible for the daily maintenance of corporate actions logs for large institutional Japanese clients, mainly pension funds
Education
Ecole Primaire Kopstal 1978-1984
Athénée Grand-Ducal, Luxembourg-Merl 1985 - 1987
Lycée Technique Michel Lucius, Lxbg 1988 - 1993
Lycée Technique Du Centre, Luxembourg 1993-1994
Luxembourg, Luxembourg1994
Skills
- Client Engagement
- Business Development
- Strategic Planning
- Staff Development
- Problem Solving
- Effective Communication
- Decision Making
- Risk Management
- Team Leadership
- Staff Management
Computing Skills
- MS-Office
- Mig-21
- Sentinel
- Multifonds
- Eurosycomore
- Various in-house applications
Languages
Luxembourgish
Proficient
C2
English
Proficient
C2
French
Proficient
C2
German
Proficient
C2
Italian
Beginner
A1
Children
- Marie, aged 17 years
- Liv, aged 19 years
Personal Information
- Place of Birth: Luxembourg
- Date of Birth: 04/05/1972
- Nationality: Luxembourgish
- Marital Status: Married
Timeline
Group Manager
BNP Paribas (Luxembourg) SA
11.2015
Contractual Investment Compliance Manager
Brown Brothers Harriman (Luxembourg) SA
11.2014 - 10.2015
Investment Compliance Manager
BNP Paribas Securities Services (Luxembourg) S.A
01.2014 - 10.2014
Investment Compliance
BNP Paribas Investment Partners
03.2008 - 12.2013
Investment Compliance
Credit Suisse Asset Management (Luxembourg) S.A.
12.1999 - 02.2008
Fund Administration
Credit Suisse Asset Management (Luxembourg) S.A.
04.1998 - 11.1999
Back Office – Securities and Corporate Actions Handling
Dai-Ichi Kangyo Bank (Luxembourg) S.A.
10.1994 - 03.1998
Ecole Primaire Kopstal 1978-1984
Athénée Grand-Ducal, Luxembourg-Merl 1985 - 1987
Lycée Technique Michel Lucius, Lxbg 1988 - 1993
Lycée Technique Du Centre, Luxembourg 1993-1994
Similar Profiles
Sofia Rodrigues D. Alberto da CostaSofia Rodrigues D. Alberto da Costa
Head of Markets & Banking Operations at BNP Paribas SA (Wealth Management)Head of Markets & Banking Operations at BNP Paribas SA (Wealth Management)
Jerzy PorzucekJerzy Porzucek
ATM Fleet Manager at BNP PARIBAS SAATM Fleet Manager at BNP PARIBAS SA
Samand JrjffjgjSamand Jrjffjgj
Farm Hand at saFarm Hand at sa