Juliette Guivarch
Luxembourg
Summary
Dynamic AML/KYC expert with a proven track record at Northern Trust Global Services SE with more than 7 years of experience, enhancing AML controls and leading team training initiatives. Excelled in risk assessment and regulatory compliance, showcasing exceptional analytical skills and adaptability. Spearheaded improvements in KYC procedures, demonstrating leadership and a commitment to continuous improvement.
Overview
13
13
years of professional experience
1
1
Certification
Work History
AML/KYC Technical Coordinator - Transfer Agency
Northern Trust Global Services SE
Luxembourg
07.2020 - Current
- Analysis of investor data/documents (all investor types), and assessment of a risk profile for each of them (low, medium, and high) - onboarding, maintenance, and trigger event.
- Review the team members' analysis (as final checker).
- Review and update of the AML/KYC procedure.
- Escalation point for unresolved issues for the offshore AML team, and maintain a strong working relationship with partners in the Northern Trust AML department in Ireland and India.
- Escalation of complex cases and PEP to the Compliance Department.
- Recommendations for actionable measures aimed at improving the effectiveness of AML and KYC controls (screening, source of funds/wealth, top-up investment for alternative funds).
- Assessment, review, and testing of intermediaries' KYC files (reliance).
- Training of new joiners and other partners from different teams to enhance the global AML/KYC knowledge.
- Development of training materials for partners on topics related to Anti-Money Laundering.
- Organization and preparation of the day-to-day priorities for the other team members.
- Interviews and recruitment of new partners.
- Maintained up-to-date knowledge of relevant laws, regulations, guidance, industry best practices.
- Coordinated with other departments to resolve any discrepancies regarding customer information or transactions.
- Recommended appropriate corrective measures to address concerns identified during examinations and audits.
Senior AML/KYC Analyst - Transfer Agency (PERES)
CACEIS
Luxembourg
09.2017 - 12.2019
- Analysis of investor data/documents (all investor types), and assessment of a risk profile for each of them (low, medium, and high) - onboarding.
- Review the team members' analysis (as final checker).
- Escalation of complex cases and PEP to the Compliance Department.
- Member of the Young Talent project (a project that allows a few selected partners below the age of 30 to work closely with senior management on dedicated projects).
Business Account Manager
Banque Tarneaud (Credit du Nord)
Nantes
08.2015 - 08.2017
- Experience started as an assistant (school and work experience alternating) from August 2015 to June 2016. A permanent contract started in September 2016.
- Management of client bank accounts (companies with a turnover from 0 to 2.5 MEUR).
- Risk management, financial analysis. and conformity reviews.
OTHER WORK EXPERIENCES
ARVAL/BMCI/Groupama/Le Failler
01.2012 - 12.2014
- Account Manager Assistant (3 months internship) - BMCI, Marrakech.
- In charge of customer relationships (4 months internship) - Arval (BNP Paribas).
- In charge of Amazon/Fnac marketplaces (12 months of work/school alternating) - Le Failler (independent bookshop).
- Marketing assistant for a small company (summer job - from 2011 to 2014).
- Marketing Assistant/Sales Assistant (2 months internship) - Groupama Loire Bretagne.
Education
Master Degree - Bank And Finance
ESC Rennes School of Business
Rennes - France01-2017
Bachelor - Finance
ESC Rennes School of Business
Rennes - France09-2014
High School Diploma -
College Saint-Vincent De La Providence
Rennes - France07-2011
Skills
- Staff training
- Time management abilities
- Adaptability in Dynamic Environments
- Continuous improvement
- Problem-Solving Proficiency
- Verbal and written communication
Affiliations
- Travelling : China, Panama, Nicaragua, USA, Canada, Mexico, Italy, Spain, Morrocco, India, Portugal, Albania, Greece, Portugal, Great Britain.
- Dance
Languages
French
First Language
English
Proficient (C2)
C2
Spanish
Intermediate (B1)
B1
German
Beginner
A1
Certification
CAMS - Certified Anti-Money Laundering Specialists (October 2018)
References
References available upon request.
Timeline
AML/KYC Technical Coordinator - Transfer Agency
Northern Trust Global Services SE
07.2020 - Current
Senior AML/KYC Analyst - Transfer Agency (PERES)
CACEIS
09.2017 - 12.2019
Business Account Manager
Banque Tarneaud (Credit du Nord)
08.2015 - 08.2017
OTHER WORK EXPERIENCES
ARVAL/BMCI/Groupama/Le Failler
01.2012 - 12.2014
CAMS - Certified Anti-Money Laundering Specialists (October 2018)
Master Degree - Bank And Finance
ESC Rennes School of Business
Bachelor - Finance
ESC Rennes School of Business
High School Diploma -
College Saint-Vincent De La Providence
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